Roles and Responsibilities of Sponsors in Clinical Trials in India

clinical trial sponsor
In India, sponsors of clinical trials have vital responsibilities for the ethical, regulatory, and operational success of sponsored clinical trials. As stated in the New Drugs and Clinical Trial Rules, 2019 – and the Good Clinical Practice (GCP) guidelines issued by the Central Drugs Standard Control Organization (CDSCO), sponsors have accountability for initiator, management, and funding of clinical trials and the quality and integrity of the data. In detail, sponsors’ roles and responsibilities are outlined below, along with a description of how Zenovel, as a Contract Research Organization (CRO), can support sponsors in fulfilling these responsibilities.

Key Responsibilities of Sponsors in Clinical Trials in India

1. Initiation and Management of the Trial

  • Protocol Development: Sponsors are tasked with creating a precise, scientifically sound clinical trial protocol that outlines objectives, methodology, design, and analysis plans.
  • Selection of Investigators and Sites: Sponsors must choose qualified investigators and trial sites with the necessary expertise and infrastructure for effective trial conduct, ensuring they enter into formal Clinical Trial Agreements.
  • Feasibility Assessments: Sponsors conduct feasibility assessments of trial sites to ensure they can meet trial requirements, such as participant recruitment and infrastructure capabilities.
 

2. Regulatory Compliance

  • Ethics Committee ApprovalsSponsors are required to obtain ethical approval from a registered Ethics Committee for regulatory trials and maintain continuous compliance with ethical standards.
  • Regulatory Submissions: Sponsors must submit clinical trial applications and amendments to the CDSCO, ensuring compliance with the New Drugs and Clinical Trial Rules, 2019, ICH GCP guidelines, and other relevant regulations.
  • Insurance and Indemnity: Sponsors of Clinical Trials of Investigational Medicinal Products (CTIMPs) are required to provide insurance or indemnity to cover potential liabilities.
 

3. Investigational Product (IP) Management

  • Supply and Handling: Sponsors guarantee sufficient supply of Investigational Product at trial sites and ensure the trial team is adequately trained to handle and store it according to the recommended guidelines.
  • Manufacturing and Labeling: Sponsors manage the production, packaging, and labeling of the intellectual property (IP) in line with Good Manufacturing Practices (GMP) and local regulatory standards.
 

4. Quality Management and Monitoring

  • Quality Systems: Sponsors must establish quality management systems, ensuring participant safety and data reliability, through risk assessment, monitoring plans, and adherence to Standard Operating Procedures.
  • Data Safety Monitoring Board (DSMB): Sponsors establish a DSMB or Independent Data Monitoring Committee (IDMC) to evaluate trial progress, safety data, and critical efficacy endpoints.
  • Data Management: Sponsors are accountable for the meticulous collection, storage, and analysis of trial data, ensuring its accuracy, security, and adherence to the statistical analysis plan.

5. Safety Reporting

Sponsors are required to conduct regular safety evaluations of the IP and promptly inform investigators and regulatory authorities of any findings affecting participant safety or trial conduct, while adverse event reporting must adhere to regulatory requirements.

6. Financial Oversight

Sponsors oversee trial budgets, negotiate vendor contracts, allocate resources efficiently, and may reimburse participants for time and expenses incurred during the trial.

7. Post-Trial Responsibilities

Sponsors must provide post-trial access to investigational drugs free of cost, as approved by the CDSCO and Ethics Committee, with participant consent, under specific circumstances. They are also responsible for accurately reporting trial results to regulatory authorities and disseminating findings through scientific journals or conferences.

8. Delegation to CROs

Sponsors can delegate trial-related tasks to a Contract Research Organization (CRO), but they still bear the ultimate responsibility for the trial’s quality and integrity, and for foreign sponsors, a local representative or CRO is mandatory.

9. Additional Responsibilities

Sponsors ensure trial sites follow protocol, GCP guidelines, and SOPs, with trials starting and ending simultaneously. They designate medical and scientific experts to oversee trials and address concerns. Proper documentation, including Investigator Brochure, informed consent forms, and Trial Master File, is also required.

10. Specific Considerations for Foreign Sponsors

Foreign sponsors must appoint a local representative or CRO to fulfill local regulatory responsibilities, documenting the transfer of duties while maintaining ultimate responsibility for data quality and integrity.

How Zenovel Can Assist Sponsors

Zenovel, an Indian Contract Research Organization, provides comprehensive support to sponsors to ensure compliance with Indian regulations and efficient trial execution, aligning with the New Drugs and Clinical Trial Rules, 2019 and ICH GCP guidelines.

1. Regulatory Support

Zenovel assists in preparing and submitting clinical trial applications and amendments to CDSCO and Ethics Committees, ensuring regulatory compliance. It also acts as a local representative for foreign sponsors, managing regulatory communications and adherence to Indian guidelines.

 2. Site Selection and Management

Zenovel conducts thorough site feasibility assessments to identify qualified investigators and trial sites with adequate infrastructure and recruitment potential, facilitating Clinical Trial Agreements and coordinating with sites for smooth trial setup and operations.

3. Protocol Development and Documentation

Zenovel is a leading provider of trial protocols, Investigator’s Brochures, and other essential documents, ensuring they meet regulatory and scientific standards, and managing the Trial Master File for compliance.

4. Data Management and Monitoring

Zenovel employs quality management systems, risk-based monitoring plans. Secure data management practices to ensure participant safety and data integrity, while handling data collection, storage, and analysis.

5. Investigational Product Management

Zenovel manages IP supply, storage, and handling, ensuring compliance with GMP. Local regulations, and also provides training to trial site staff on proper IP management procedures.

6. Safety Reporting and DSMB Support

Zenovel handles adverse event reporting, ensuring timely submissions to regulatory authorities. Ethics Committees, and assists in setting up and coordinating DSMBs to monitor trial safety and progress.

7. Financial and Contract Management

Zenovel assists sponsors in managing trial budgets, negotiating vendor contracts. Ensuring cost-effective resource allocation, while providing transparent financial oversight to maintain trial efficiency.

8. Post-Trial Support

Zenovel ensures regulatory compliance for providing investigational drugs to participants. Supports sponsors in preparing and submitting trial results for publication and regulatory reporting.

9. Training and Capacity Building

Zenovel provides investigators and trial staff with comprehensive training on GCP guidelines. Protocol adherence, and regulatory compliance to maintain high standards across all trial sites.   Sponsors in clinical trials in India are responsible for overseeing trial initiation. Management, financing, and compliance with regulatory and ethical standards. By partnering with a trusted CRO like Zenovel. They can streamline operations, reduce administrative burdens, and ensure compliance with Indian regulations. Ultimately enhancing the quality and efficiency of clinical trials. This collaboration helps navigate the complex regulatory landscape, manage trial operations. Achieve successful outcomes while adhering to ICH GCP guidelines. Contact Zenovel for seamless service bd@zenovel.com   read also: Enhancing Pharmaceutical Operations: Key Strategies for a Successful Quality Management System
Reach out to us for any inquiries or support needs.